Securities and Exchange Commission

Results: 36084



#Item
191Economy / Great Recession in the United States / Presidency of Barack Obama / Systemic risk / Evaluation methods / Economy of the United States / Costbenefit analysis / Policy / Financial crisis of 20072008 / U.S. Securities and Exchange Commission / DoddFrank Wall Street Reform and Consumer Protection Act / Federal Reserve System

Microsoft Word - Measurement and Policy Formulation--5.doc

Add to Reading List

Source URL: financialreg.nd.edu

Language: English - Date: 2015-01-12 13:32:20
192U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / United States securities law / Securities regulation in the United States / Corporate governance / Economy / Government / Regulation S-K / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-28 17:07:21
193Law / Economy / Financial Industry Regulatory Authority / United States securities law / Class action / Securities regulation in the United States / U.S. Securities and Exchange Commission / Fair Labor Standards Act / Arbitration / Securities Exchange Act / Contract

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:30
194Business economics / Accounting / Business / Financial statements / Balance sheet / Duke Energy / Consolidated financial statement / Equity / Consolidation / Asset / Regulation S-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.CFORM 10-Q (Mark One) 

Add to Reading List

Source URL: www.duke-energy.com

Language: English - Date: 2016-08-04 16:02:55
195Economy of the Philippines / Competition law / U.S. Securities and Exchange Commission / Philippine Competition Act / Government / Economy / Law / United States corporate law / The Competition Act / Constitution of Bahrain

PDF Document

Add to Reading List

Source URL: senate.gov.ph

Language: English - Date: 2015-07-30 02:18:24
196SEC filings / U.S. Securities and Exchange Commission / 73rd United States Congress / New Deal / Securities Act / Form 8-K / Securities Exchange Act / Corporate governance / Government / Regulation S-K

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

Add to Reading List

Source URL: compliance-sec.com

Language: English - Date: 2016-07-14 03:48:44
197Economy / Stock market / Finance / 73rd United States Congress / U.S. Securities and Exchange Commission / Securities Exchange Act / Rebate / Security / Securities regulation in the United States / Market liquidity

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-02-04 10:57:50
198U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings / Federal Rules of Civil Procedure / Law / Government / Corporate governance / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

Add to Reading List

Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 12:01:16
199Economy / Finance / Money / Systemic risk / Financial regulation / International Organization of Securities Commissions / Mutual fund / Credit rating agency / Financial adviser / Security / Trinidad and Tobago Securities and Exchange Commission / Jordan Securities Commission

TURKS AND CAICOS ISLANDS FINANCIAL SERVICES COMMISSION Guidelines for the Supervision of the Securities Sector 1 Guidelines for the Supervision of the Securities Sector based on IOSCO principles | FSC Version April 2015

Add to Reading List

Source URL: www.tcifsc.tc

Language: English - Date: 2015-05-05 15:59:44
200EDGAR / U.S. Securities and Exchange Commission / Ed Markey / SEC filings / Massachusetts / United States

news /rom REP. ED MARKEY United States Congress Seventh District Of Massachusetts

Add to Reading List

Source URL: public.resource.org

Language: English - Date: 2008-11-01 14:03:32
UPDATE